Job Title: Head of Compliance
Location: Various 
Full/Part Time: Full Time
Salary Circa: £90,000
Insurance Industry Sectors:
Main purpose of job  
To lead the Compliance Team in the UK that acts as a safeguard for the business, promotes ethical practices, ensures regulatory compliance, mitigates risk and supports the overall wellbeing of the company as well as for our clients. 
Key Accountabilities
*To positively lead and develop the UK Compliance Team 
*Create and execute the Compliance strategy for the business in conjunction with the Executive Director - Operations 
*Be the face of the organisation with the regulators, auditors, chartered institutes and PI insurers
*Keep up to date with, and understand, relevant laws and regulations and communicate and cascade these in a way that is appropriate for the business
*Monitor market developments and share information at an early stage to ensure the business can positively react to upcoming change  
*Lead the Risk Committee process and ensure the risk matrix remains updated
*Be an active member of OPCO providing updates, trend analysis and management information as appropriate including Fair Value  
*Produce board papers and updates to EXCO, Board and Group as appropriate  
*Build positive relationships and collaborate across the business, including France & Europe, and beyond through active Business Partnering
*Provide a knowledge of and insight into European regulations where appropriate that may impact our UK operation including the Lloyds environment  
*Provide guidance & training to employees on regulatory changes and the law 
*Work with the business to ensure that policies & procedures are relevant, accurate, understood and embedded in what we do 
*Manage and ensure the correct level of audits and role plays are carried out
*Support the business meet its growth aspirations by supporting new business pitches, agreeing TOBAs, acquisitions, etc and participate in company projects and initiatives
*Oversight and management of all complaints and Errors & Omissions with effective reporting carried out 
*Oversight and management of any data breaches with effective reporting carried out  
*Ensure marketing materials, presentations and websites are compliant with regulatory requirements
*Carry out required regulatory returns or surveys
*Support reviews of contracts
*Liaise with our Compliance Advisors 
For extra information please contact:-
Email: