Regulatory Reporting Senior Associate
other jobs Venn Group
Added before 78 Days
- England,London
- full-time
- £350.00 - £400.00 per day
Job Description:
Job Specification: Trade Transaction Reporting Associate
Purpose:
The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control environment to meet regulatory reporting expectations. Additionally, the role involves evaluating the effects of relevant regulatory changes and updating operational processes accordingly.
Key Responsibilities:
* Oversee and manage European transaction reporting ARM for the firm, promptly identifying and resolving exceptions. Ensure reconciliation with the FCA MDP portal complies with regulatory obligations and industry standards.
* Manage and supervise Trade Reporting for the firm.
* Oversee the production of MiFID II Costs and Charges disclosures.
* Develop and maintain regulatory reporting procedures (including process flows, controls, and checklists) and schedules, documenting all key interpretations and assumptions.
* Ensure the highest standard of data integrity disclosed to regulators by maintaining adequate controls.
Skills, Knowledge, Experience:
Essential:
* 3+ years of experience in MiFID II regulatory reporting requirements, including transaction reporting, trade reporting, and major shareholder disclosures.
* Extensive experience with TTR (Trade Transaction Reporting).
* Excellent knowledge of European and UK asset management regulations, with the ability to interpret financial legislation reporting obligations.
* AIFMD regulatory knowledge, including AIFMD reporting.
* Strong asset management experience with exposure to equity, fixed income, and derivatives, with a working knowledge of the fund and trade life cycle.
* Proven ability to organize and prioritize multiple tasks to successfully meet deadlines and quickly understand new business areas and regulatory matters.
* Ability to take full ownership of work.
* Meticulous attention to detail.
* Works collaboratively with the team and wider global colleagues, sharing knowledge.
* Intermediate/advanced Excel proficiency.
Purpose:
The Trade Transaction Reporting Associate will handle mandatory regulatory reporting for our client across its regulated jurisdictions. This role will create a strong oversight and control environment to meet regulatory reporting expectations. Additionally, the role involves evaluating the effects of relevant regulatory changes and updating operational processes accordingly.
Key Responsibilities:
* Oversee and manage European transaction reporting ARM for the firm, promptly identifying and resolving exceptions. Ensure reconciliation with the FCA MDP portal complies with regulatory obligations and industry standards.
* Manage and supervise Trade Reporting for the firm.
* Oversee the production of MiFID II Costs and Charges disclosures.
* Develop and maintain regulatory reporting procedures (including process flows, controls, and checklists) and schedules, documenting all key interpretations and assumptions.
* Ensure the highest standard of data integrity disclosed to regulators by maintaining adequate controls.
Skills, Knowledge, Experience:
Essential:
* 3+ years of experience in MiFID II regulatory reporting requirements, including transaction reporting, trade reporting, and major shareholder disclosures.
* Extensive experience with TTR (Trade Transaction Reporting).
* Excellent knowledge of European and UK asset management regulations, with the ability to interpret financial legislation reporting obligations.
* AIFMD regulatory knowledge, including AIFMD reporting.
* Strong asset management experience with exposure to equity, fixed income, and derivatives, with a working knowledge of the fund and trade life cycle.
* Proven ability to organize and prioritize multiple tasks to successfully meet deadlines and quickly understand new business areas and regulatory matters.
* Ability to take full ownership of work.
* Meticulous attention to detail.
* Works collaboratively with the team and wider global colleagues, sharing knowledge.
* Intermediate/advanced Excel proficiency.
Job number 1420394
metapel
Company Details:
Venn Group
Company size: 250–499 employees
Industry: IT
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