Head of Compliance Monitoring
other jobs , Hays Specialist Recruitment Limited
Added before 1 Days
- England,South West,Gloucestershire
- full-time
- £70,000 - £75,000 per annum
Job Description:
Your new company
The client is dedicated to upholding the highest standards of compliance and adherence to regulations. As a leading insurance firm, they take pride in their integrity, transparency, and commitment to their clients. They are in search of a dynamic and experienced Head of Compliance Monitoring to join their team and ensure that operations remain consistently compliant with all relevant laws and regulations.
Your new role
*Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
*Develop and implement comprehensive compliance monitoring programs.
*Conduct regular audits and assessments to identify potential compliance risks and areas for improvement.
*Collaborate with various departments to ensure compliance with internal policies and external regulations.
*Provide expert advice and guidance on compliance matters to senior management and staff.
*Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
*Stay up-to-date with regulatory changes and industry best practices to ensure the firm’s compliance framework remains robust and effective.
What you’ll need to succeed
*Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.
*Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.
*Good knowledge of FCA requirements in relation to investment, pension and mortgage products.
*Strong experience of developing monitoring frameworks
*Leading a compliance team
*Strong knowledge of regulatory requirements and compliance best practices
What you’ll get in return
*Salary up to £100,000
*25 days holiday (plus bank holidays), pro-rated for part year service
*Contributory pension scheme - 4% employer contribution and 5% employee contribution
*Income protection
*Access to a Healthcare Cashplan
*Discounts on gym membership across the U
*Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase
*Access to discounted personal health policies - Critical illness, private medical, dental plans
What you need to do now
If you’re interested in this role, click ’apply now’ to forward an up-to-date copy of your CV, or call us now.
If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C’s, Privacy Policy and Disclaimers which can be found at hays.co.uk
The client is dedicated to upholding the highest standards of compliance and adherence to regulations. As a leading insurance firm, they take pride in their integrity, transparency, and commitment to their clients. They are in search of a dynamic and experienced Head of Compliance Monitoring to join their team and ensure that operations remain consistently compliant with all relevant laws and regulations.
Your new role
*Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
*Develop and implement comprehensive compliance monitoring programs.
*Conduct regular audits and assessments to identify potential compliance risks and areas for improvement.
*Collaborate with various departments to ensure compliance with internal policies and external regulations.
*Provide expert advice and guidance on compliance matters to senior management and staff.
*Prepare and present detailed reports on compliance activities and findings to the Board of Directors.
*Stay up-to-date with regulatory changes and industry best practices to ensure the firm’s compliance framework remains robust and effective.
What you’ll need to succeed
*Experience of working in Policy Advisory/Monitoring/Remediation/Assurance across different aspects of financial services/financial markets.
*Strong knowledge of FCA requirements specifically relating to health, benefits and life products, within both ICOBs and COBs.
*Good knowledge of FCA requirements in relation to investment, pension and mortgage products.
*Strong experience of developing monitoring frameworks
*Leading a compliance team
*Strong knowledge of regulatory requirements and compliance best practices
What you’ll get in return
*Salary up to £100,000
*25 days holiday (plus bank holidays), pro-rated for part year service
*Contributory pension scheme - 4% employer contribution and 5% employee contribution
*Income protection
*Access to a Healthcare Cashplan
*Discounts on gym membership across the U
*Salary sacrifice schemes - Travel Insurance, Cycle to Work, car leasing, technology purchase
*Access to discounted personal health policies - Critical illness, private medical, dental plans
What you need to do now
If you’re interested in this role, click ’apply now’ to forward an up-to-date copy of your CV, or call us now.
If this job isn’t quite right for you, but you are looking for a new position, please contact us for a confidential discussion on your career.
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C’s, Privacy Policy and Disclaimers which can be found at hays.co.uk
Job number 1791670
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Company Details:
, Hays Specialist Recruitment Limited
At Hays we invest in lifelong partnerships that empower people and businesses to succeed. With over 50 years? success under our belts and a workforce ...