Responsibilities:
*Provide real-time compliance advice to front office and internal stakeholders on regulatory matters.
*Monitor trading activities to ensure compliance with relevant regulations and internal policies.
*Develop and deliver comprehensive compliance training programs for employees.
*Stay updated on regulatory changes and communicate their impact to the trading team.
*Collaborate with other departments to ensure a cohesive approach to compliance.
*Conduct regular compliance reviews and audits to identify and mitigate risks.
*Prepare and submit compliance reports to senior management and regulatory bodies as required.
Requirements:
*Proven experience in regulatory compliance, preferably within a trading or financial services environment.
*Strong understanding of financial markets and trading activities.
*Excellent communication and interpersonal skills.
*Ability to work effectively in a fast-paced, front-office environment.
*Detail-oriented with strong analytical and problem-solving skills.