CANDIDATE MUST BE BASED IN SCOTLAND
Our client, a successful compliance consultancy firm, are looking for a Senior Compliance Officer to join their growing team. You will work closely with financial advisory firms and discretionary investment management firms to ensure all things are compliant.
Key Responsibilities:
*Undertake day to day client management including supportive consultancy, firm audits & file checks
*Be capable of dealing with in-depth and highly technical compliance queries
*Have a comprehensive knowledge of FCA Handbook
*Be required to read and summarise important industry papers
*MiFIDPRU Knowledge desirable
*Be able to draft internal technical papers and contribute to manual/toolkit development
*Have existing knowledge /experience of Discretionary Fund Management & Retail Financial Advisers
*Operate at client offices or from home
Experience Required:
*Be qualified in the Diploma in Financial Planning (or equivalent)
*Advanced CII Qualification(s) desirable
*Possess excellent communication and consultancy skills