This is a newly created role, transferring from the 2nd line compliance into the 1st line, responsible for the review and approval of financial promotions for the HNW financial planning and investment management arms of this major listed wealth management group. The successful candidate will focus mainly on material produced for the UK market but will also work closely with international compliance teams, covering financial promotions, advertising, marketing and sales literature, digital and social media assets, pitch documents, client communications, and factsheets. Furthermore, you will assist the Head of Marketing with the ongoing review and maintenance of policies, procedures and MI relating to financial promotions, as well as training to the Marketing team on regulatory developments. This is ideal for suitably experienced candidates who prefer a largely remote working arrangement as this is a highly autonomous role, therefore strong working knowledge is required of COBS and approving financial promotions within a wealth management or financial planning business.
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