Regulatory Advisory Manager
other jobs Broadgate Search Ltd
Added before 3 Days
- England,London,City of London
- full-time
- £75,000 per annum
Job Description:
Regulatory Advisory (Compliance) Manager
Salary £75k
This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.
The role is part of the 2nd Line Compliance function, but as well as providing guidance and compliance advice to the business, you would have responsibility for working with internal stakeholders and clients.
*Analyse changes to regulations and legislation that impact the business
*Advisory oversight of the business and clients to meet FCA requirements
*Work with SMEs business-wide, implementing Compliance solutions
*Provide compliance training where required
Your Profile
*Strong regulatory compliance knowledge in the following areas: COBS, SYSC, COLL, CASS
*Previous experience should include a regulatory/advisory position, ideally with an investment platform
*Ability to communicate with senior people, inside and outside of the business
*Professional qualification
For a full breakdown of the role, please apply here!
Salary £75k
This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.
The role is part of the 2nd Line Compliance function, but as well as providing guidance and compliance advice to the business, you would have responsibility for working with internal stakeholders and clients.
*Analyse changes to regulations and legislation that impact the business
*Advisory oversight of the business and clients to meet FCA requirements
*Work with SMEs business-wide, implementing Compliance solutions
*Provide compliance training where required
Your Profile
*Strong regulatory compliance knowledge in the following areas: COBS, SYSC, COLL, CASS
*Previous experience should include a regulatory/advisory position, ideally with an investment platform
*Ability to communicate with senior people, inside and outside of the business
*Professional qualification
For a full breakdown of the role, please apply here!
Job number 1826964
metapel
Company Details:
Broadgate Search Ltd
Broadgate Search is a niche supplier of Mid-Senior Risk Management, Regulatory Compliance and Audit professionals to clients across Financial Services...