Regulatory Compliance Officer, Commodity Trading - Eximius Finance
  • England,London,City of London
  • full-time
  • Competitive salary
Job Description:
The ideal candidate disposes of:
*Monitor developments of upcoming, new, or revised law, rules, and regulations applicable to the global trading activities, to identify potential regulatory impact, risks, and opportunities.
*Monitor industry practice with respect to global financial regulation.
*Update obligations registries and maintain regulatory risk matrices to support accurate overview of how the global financial and commodity trading requirements impact the various trading businesses.
*Participate in reviews of new trading venues, new transactions, and new products, assessing the impact on regulatory risk profile.
*Market Regulation Compliance Risk Assessments and the preparation of other reports, as relevant.
*Matter related to regulatory trade reporting and other post-trade risk management requirements.
*Supporting the wider Compliance Group with the application of laws, rules, and regulations, as it relates to market regulations to provide seamless advice on market regulations to the trading businesses.
*Monitor internal and external Compliance incidents / events and escalate to the Head of Market Regulation.
Skills:
*Knowledge of the global regulatory landscape for commodity and financial trading including but not limited to REMIT, MiFID II, MAR, EMIR, Dodd-Frank, CEA etc, including exchange rules.
*Understanding and experience of commodity markets, including knowledge of financial instruments and trading venues.
*Experience in commodities trading, trading regulatory compliance, financial or energy risk management and/or an understanding of commodity trade life cycle is desired.
*To collaborate and partner with business stakeholders, other compliance team members and other functions.
*Be a result oriented self-motivated individual who takes task ownership for outcomes and strives for excellence.
Job number 2259616

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